SOX Compliance

Enterprise-grade Sarbanes-Oxley assessment platform that evaluates organizational compliance with SOX requirements across multiple control domains.

ToolWeb@krishnakumarmahadevan-cmd

Install

openclaw skills install @krishnakumarmahadevan-cmd/sox-compliance

Overview

The SOX Compliance Checker is an enterprise-grade assessment platform designed to evaluate organizational compliance with Sarbanes-Oxley (SOX) requirements. Built for financial institutions, public companies, and their service providers, this tool provides comprehensive compliance evaluation across multiple control sections and assessment tiers.

This platform enables security and compliance teams to systematically assess their SOX control environment, document compliance status across various domains, and generate actionable insights for remediation. The multi-tier assessment approach (basic, standard, enterprise) allows organizations to scale their compliance evaluation from initial scoping through detailed enterprise-wide assessments.

Ideal users include Chief Compliance Officers, Internal Audit teams, IT Security professionals, and managed service providers supporting SOX-regulated organizations who need standardized, repeatable compliance assessment capabilities integrated into their operational workflows.

Usage

Sample Request

json

{
  "tier": "standard",
  "sessionId": "sess_20250117_audit_001",
  "controls": {
    "financial_reporting": [
      {
        "controlId": "FR-001",
        "compliant": true,
        "notes": "Monthly reconciliation process documented and tested"
      },
      {
        "controlId": "FR-002",
        "compliant": false,
        "notes": "Missing evidence of Q3 review sign-off"
      }
    ],
    "it_general_controls": [
      {
        "controlId": "IT-101",
        "compliant": true,
        "notes": "Access reviews performed quarterly"
      },
      {
        "controlId": "IT-102",
        "compliant": true
      }
    ]
  }
}

Sample Response

json

{
  "assessmentId": "assess_20250117_001",
  "sessionId": "sess_20250117_audit_001",
  "tier": "standard",
  "timestamp": "2025-01-17T14:32:18Z",
  "overallCompliance": 75,
  "sectionResults": {
    "financial_reporting": {
      "compliant": 1,
      "total": 2,
      "compliancePercentage": 50,
      "findings": [
        {
          "controlId": "FR-002",
          "status": "non_compliant",
          "severity": "medium",
          "recommendation": "Obtain missing review evidence for Q3 period"
        }
      ]
    },
    "it_general_controls": {
      "compliant": 2,
      "total": 2,
      "compliancePercentage": 100
    }
  },
  "remediationActions": [
    {
      "priority": "high",
      "action": "Collect and document FR-002 review sign-off",
      "dueDate": "2025-02-14"
    }
  ]
}

Endpoints

GET /health

Description: Health check endpoint to verify service availability.

Method: GET

Path: /health

Parameters: None

Response:

Status: 200 OK
Content-Type: application/json
Schema: Object (service status information)

POST /api/sox/assess

Description: Perform comprehensive SOX compliance assessment across multiple control domains and sections.

Method: POST

Path: /api/sox/assess

Request Body:

Parameter	Type	Required	Description
`tier`	string	Yes	Assessment tier level: `basic`, `standard`, or `enterprise`
`sessionId`	string	Yes	Unique session identifier for tracking and audit trail purposes
`controls`	object	Yes	Controls organized by section; each section contains an array of ControlInput objects

ControlInput Schema:

Parameter	Type	Required	Description
`controlId`	string	Yes	Unique identifier for the control (e.g., "FR-001", "IT-101")
`compliant`	boolean	Yes	Compliance status of the control: `true` if compliant, `false` if non-compliant
`notes`	string	No	Optional notes or evidence supporting the compliance determination

Response:

Status: 200 OK
Content-Type: application/json
Schema: Assessment result object containing:
- assessmentId: Unique identifier for the assessment
- sessionId: Echo of the request session identifier
- tier: Assessment tier used
- timestamp: ISO 8601 timestamp of assessment
- overallCompliance: Aggregate compliance percentage (0-100)
- sectionResults: Detailed results per control section with compliance counts and findings
- remediationActions: Prioritized list of remediation recommendations

Error Response (422 Validation Error):

Status: 422 Unprocessable Entity
Content-Type: application/json
Schema: HTTPValidationError containing validation error details

OPTIONS /api/sox/assess

Description: Handle CORS preflight requests for cross-origin assessment submissions.

Method: OPTIONS

Path: /api/sox/assess

Parameters: None

Response:

Status: 200 OK
Content-Type: application/json

Pricing

Plan	Calls/Day	Calls/Month	Price
Free	5	50	Free
Developer	20	500	$39/mo
Professional	200	5,000	$99/mo
Enterprise	100,000	1,000,000	$299/mo

About

ToolWeb.in - 200+ security APIs, CISSP & CISM, platforms: Pay-per-run, API Gateway, MCP Server, OpenClaw, RapidAPI, YouTube.

References

Kong Route: https://api.mkkpro.com/compliance/sox-compliance
API Docs: https://api.mkkpro.com:8039/docs