{"skill":{"slug":"olo-sec-scanner","displayName":"SEC Filing Scanner for M&A","summary":"SEC EDGAR filing analysis for M&A due diligence — extract financials, detect risks, and track corporate events from 10-K, 10-Q, and 8-K filings","description":"---\nname: olo-sec-scanner\nversion: 1.0.0\ndescription: SEC EDGAR filing analysis for M&A due diligence — extract financials, detect risks, and track corporate events from 10-K, 10-Q, and 8-K filings\nauthor: ololand.ai\nauthor_url: https://ololand.ai\nlicense: MIT\ntriggers:\n  - sec filing\n  - edgar\n  - 10-k analysis\n  - 10-q analysis\n  - 8-k filing\n  - annual report\n  - quarterly report\n  - sec extraction\n  - xbrl\ntags:\n  - finance\n  - sec\n  - m-and-a\n  - due-diligence\n  - regulatory\n---\n\n# SEC Filing Scanner for M&A\n\nExtract and analyze SEC EDGAR filings for acquisition due diligence.\n\n## Data Source\n\nSEC EDGAR API (free, no API key, 10 req/sec rate limit):\n- Company Facts: `https://data.sec.gov/api/xbrl/companyfacts/CIK{cik}.json`\n- Submissions: `https://data.sec.gov/submissions/CIK{cik}.json`\n- Full-Text Search: `https://efts.sec.gov/LATEST/search-index?q=...`\n\n## Filing Types & M&A Relevance\n\n| Filing | Use Case |\n|--------|----------|\n| 10-K | Annual financials, risk factors, segment data, legal proceedings |\n| 10-Q | Quarterly trends, interim changes, going concern flags |\n| 8-K | Material events: acquisitions, dispositions, leadership changes, restatements |\n| DEF 14A | Executive comp, related-party transactions, governance |\n| SC 13D/G | Activist positions, ownership changes above 5% |\n| Form 4 | Insider buying/selling patterns (signal conviction) |\n| Form D | Private placement activity (pre-IPO targets) |\n\n## Extraction Framework\n\n### 1. Financial Extraction (from XBRL)\n- Revenue (3-5 year trend from `Revenues` or `RevenueFromContractWithCustomerExcludingAssessedTax`)\n- EBITDA (computed: `OperatingIncome` + `DepreciationAndAmortization`)\n- Net income, EPS, diluted shares\n- Total assets, total liabilities, stockholders' equity\n- Operating cash flow, CapEx, free cash flow\n- Segment revenue breakdown (if multi-segment)\n\n### 2. Risk Factor Analysis (from 10-K Item 1A)\n- Categorize risks: market, operational, regulatory, financial, legal, technology\n- Flag risks mentioning: litigation, regulatory investigation, material weakness, going concern\n- Compare risk factors year-over-year to detect new disclosures\n- Score overall risk severity (low / moderate / elevated / high)\n\n### 3. Material Event Detection (from 8-K)\n- Item 1.01: Entry into material agreement\n- Item 2.01: Completion of acquisition or disposition\n- Item 2.05: Costs of restructuring\n- Item 4.01: Change in accountant (red flag)\n- Item 5.02: Departure of directors/officers\n- Item 8.01: Other material events\n\n### 4. Ownership & Governance (from DEF 14A, 13D/G)\n- Top institutional holders and concentration\n- Insider ownership percentage\n- Recent insider transactions (net buying vs. selling)\n- Activist involvement flags\n\n## Output Format\n\n```\nSEC Filing Analysis: [Company Name] (CIK: XXXXXXXXXX)\n\nFilings Scanned: 12 (3x 10-K, 8x 10-Q, 1x 8-K)\nDate Range: 2023-01-01 to 2025-12-31\n\nFinancial Summary (from XBRL):\n  Revenue TTM:     $164.5M (↑ 12% YoY)\n  EBITDA TTM:      $28.3M  (17.2% margin)\n  FCF TTM:         $22.1M\n  Net Debt:        $45.0M  (1.6x EBITDA)\n\nRisk Flags:\n  ⚠ New risk factor: \"concentration of revenue\" (added FY2025)\n  ⚠ Material weakness in internal controls (10-K Item 9A)\n  ✓ No going concern language\n  ✓ No change in auditor\n\nMaterial Events (8-K):\n  2025-09-15: Entered into $50M credit facility (Item 1.01)\n  2025-06-01: CFO departure (Item 5.02)\n\nInsider Activity (Last 12 months):\n  Net Selling: $2.3M (3 insiders sold, 0 bought)\n```\n\n## M&A-Specific Checks\n\n- **Change of control provisions**: Search 10-K for \"change of control\", \"golden parachute\", \"poison pill\"\n- **Material contracts**: Identify contracts with change-of-control triggers\n- **Customer concentration**: Extract from risk factors or segment data\n- **Pending litigation**: Quantify contingent liabilities from footnotes\n- **NOL carryforwards**: Extract tax asset values (Section 382 limitation risk in acquisition)\n- **Lease obligations**: Right-of-use assets and total lease commitments\n","tags":{"latest":"1.0.0"},"stats":{"comments":0,"downloads":746,"installsAllTime":1,"installsCurrent":1,"stars":0,"versions":1},"createdAt":1772423650545,"updatedAt":1778491684551},"latestVersion":{"version":"1.0.0","createdAt":1772423650545,"changelog":"Initial publish — SEC EDGAR filing analysis for M&A due diligence","license":null},"metadata":{"setup":[],"os":null,"systems":null},"owner":{"handle":"aniebyl","userId":"s1706am20pqhc3hw30hkvw798x884gvx","displayName":"Aleksander Niebylski","image":"https://avatars.githubusercontent.com/u/3195144?v=4"},"moderation":null}